-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVtV9hD0oRIg+Tcr9uH3gyF1DPIeH6MxraV/b4NLKV4T/DEEFYmVBmmFY3UUci6q q0b1Bu+S7UNrC1GgDEwOTw== 0001010192-00-000037.txt : 20000322 0001010192-00-000037.hdr.sgml : 20000322 ACCESSION NUMBER: 0001010192-00-000037 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20000321 GROUP MEMBERS: ANNE COX CHAMBERS GROUP MEMBERS: BARBERA COX ANTHONY GROUP MEMBERS: COX ENTERPRISES INC ET AL GROUP MEMBERS: COX INTERACTIVE MEDIA, INC. GROUP MEMBERS: COX LOOK, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LOOKSMART LTD CENTRAL INDEX KEY: 0001077866 STANDARD INDUSTRIAL CLASSIFICATION: COSTUME JEWELRY & NOVELTIES [3960] IRS NUMBER: 133904355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-56707 FILM NUMBER: 574666 BUSINESS ADDRESS: STREET 1: 487 BRYANT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4155974850 MAIL ADDRESS: STREET 1: 487 BRYANT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107-1316 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COX ENTERPRISES INC ET AL CENTRAL INDEX KEY: 0000779426 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 581035149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1400 LAKE HEARN DRIVE CITY: ATLANTA STATE: GA ZIP: 30319 BUSINESS PHONE: 4048435000 MAIL ADDRESS: STREET 1: 1400 LAKE HEARN DRIVE STREET 2: 1400 LAKE HEARN DRIVE CITY: ATLANTA STATE: GA ZIP: 30319 SC 13D/A 1 SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to SCHEDULE 13D Under the Securities Exchange Act of 1934 LookSmart, Ltd. ---------------- (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 543442 10 7 --------------- (CUSIP Number) Andrew A. Merdek, Esq. Cox LOOK, Inc. 1400 Lake Hearn Drive, N.E., Atlanta, Georgia 30319; (404) 843-5000 ------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1999 ----------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ~. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------------------------- ----------- -------------------------- CUSIP No. 543442 10 7 Page 1 of 10 - ----------------------------------------- ----------- -------------------------- - -------------------- ----------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cox LOOK, Inc. - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 3 SEC USE ONLY - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 4 SOURCE OF FUNDS OO; See Item 3. - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)_____ Not Applicable - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada - -------------------- ----------------------------------------------------------- - ------------------------------- ------------- ---------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER -0- - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 8 SHARED VOTING POWER 18,987,801 - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 9 SOLE DISPOSITIVE POWER -0- - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 10 SHARED DISPOSITIVE POWER 18,987,801 - ------------------------------- ------------- ---------------------------------- - -------------------- ----------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,987,801 - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.81% - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO; See Item 2. - -------------------- ----------------------------------------------------------- SCHEDULE 13D - ----------------------------------------- ----------- -------------------------- CUSIP No. 543442 10 7 Page 2 of 10 - ----------------------------------------- ----------- -------------------------- - -------------------- ----------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cox Interactive Media, Inc. - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 3 SEC USE ONLY - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 4 SOURCE OF FUNDS AF; See Item 3. - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)_____ Not Applicable - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------------------------------------------- - ------------------------------- ------------- ---------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING RIGHTS -0- ------------- ---------------------------------- ------------- ---------------------------------- 8 SHARED VOTING POWER 18,987,801 ------------- ---------------------------------- ------------- ---------------------------------- 9 SOLE DISPOSITIVE POWER -0- ------------- ---------------------------------- ------------- ---------------------------------- 10 SHARED DISPOSITIVE POWER 18,987,801 ------------- ---------------------------------- - -------------------- ----------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,987,801 - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.81% - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO; See Item 2. - -------------------- ----------------------------------------------------------- SCHEDULE 13D - ----------------------------------------- ----------- -------------------------- CUSIP No. 543442 10 7 Page 3 of 10 - ----------------------------------------- ----------- -------------------------- - -------------------- ----------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cox Enterprises, Inc. - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 3 SEC USE ONLY - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)____ Not Applicable - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------- ----------------------------------------------------------- - ------------------------------- ------------ ----------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER -0- - ------------------------------- ------------ ----------------------------------- - ------------------------------- ------------ ----------------------------------- 8 SHARED VOTING POWER 18,987,801 - ------------------------------- ------------ ----------------------------------- - ------------------------------- ------------ ----------------------------------- 9 SOLE DISPOSITIVE POWER -0- - ------------------------------- ------------ ----------------------------------- - ------------------------------- ------------ ----------------------- ----------- 10 SHARED DISPOSITIVE POWER 18,987,801 - ------------------------------- ------------ ----------------------------------- - -------------------- ----------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,987,801 - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.81% - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO; See Item 2. - -------------------- ----------------------------------------------------------- SCHEDULE 13D - ----------------------------------------- ----------- -------------------------- CUSIP No. 543442 10 7 Page 4 of 10 - ----------------------------------------- ----------- -------------------------- - ---------------- --------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Barbara Cox Anthony - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 3 SEC USE ONLY - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 4 SOURCE OF FUNDS AF - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)_____ Not Applicable - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ---------------- --------------------------------------------------------------- - ------------------------------- ------------- ---------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER -0- - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 8 SHARED VOTING POWER 18,987,801 - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 9 SOLE DISPOSITIVE POWER -0- - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 10 SHARED DISPOSITIVE POWER 18,987,801 - ------------------------------- ------------- ---------------------------------- - ---------------- --------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,987,801 - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.81% - ---------------- --------------------------------------------------------------- - ---------------- --------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO; See Item 2. - ---------------- --------------------------------------------------------------- SCHEDULE 13D - ----------------------------------------- ----------- -------------------------- CUSIP No. 543442 10 7 Page 5 of 10 - ----------------------------------------- ----------- -------------------------- - -------------------- ----------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anne Cox Chambers - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (b)[X] - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 3 SEC USE ONLY - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)_____ Not Applicable - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------- ----------------------------------------------------------- - ------------------------------- ------------- ---------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER -0- - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 8 SHARED VOTING POWER 18,987,801 - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 9 SOLE DISPOSITIVE POWER -0- - ------------------------------- ------------- ---------------------------------- - ------------------------------- ------------- ---------------------------------- 10 SHARED DISPOSITIVE POWER 18,987,801 - ------------------------------- ------------- ---------------------------------- - -------------------- ----------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,987,801 - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.81% - -------------------- ----------------------------------------------------------- - -------------------- ----------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO; See Item 2. - -------------------- ----------------------------------------------------------- The summary descriptions contained in this report of certain agreements and documents are qualified in their entirety by reference to the complete texts of such agreements and documents filed as Exhibits hereto and incorporated herein by reference. Item 1. Security and Issuer. This Report on Schedule 13D relates to the Common Stock, par value $.001 per share (the "Common Stock"), of Look Smart, Ltd., a Delaware corporation (the "Company"). The Company's principal executive offices are located at 487 Bryant Street, San Francisco, California 94107-1316. Item 2. Identity and Background. This report is being filed jointly by Cox LOOK, Inc. ("CLI"), Cox Interactive Media, Inc. ("CIM"), Cox Enterprises, Inc. ("CEI"), Barbara Cox Anthony and Anne Cox Chambers. CLI is incorporated in the State of Nevada and CIM and CEI are incorporated in the State of Delaware. CLI is a wholly owned subsidiary of CIM whose sole asset consists of Common Stock of the Company. CIM operates a network of local city-oriented Internet websites. The principal businesses of CEI are publishing, cable television, broadcasting and automobile auctions. The principal office and business address of (1) CLI is 3773 Howard Hughes Pkwy., Suite 300N, Las Vegas, Nevada 89109; (2) CIM is 530 Means St., N.W., Suite 200, Atlanta, GA 30318; and (3) CEI is 1400 Lake Hearn Drive, N.E., Atlanta, Georgia 30319. The principal residence address of Mrs. Anthony is 3944 Noela Place, Honolulu, Hawaii 96815, and the principal residence address of Mrs. Chambers is 426 West Paces Ferry Road, N.W., Atlanta, Georgia 30305. CLI is a wholly owned subsidiary of CIM, which is a wholly owned subsidiary of CEI. There are 607,634,354 shares of common stock of CEI outstanding, with respect to which: (i) Barbara Cox Anthony, as trustee of the Anne Cox Chambers Atlanta Trust, exercises beneficial ownership over 174,949,266 shares (28.8%); (ii) Anne Cox Chambers, as trustee of the Barbara Cox Anthony Atlanta Trust, exercises beneficial ownership over 174,949,266 shares (28.8%); (iii) Barbara Cox Anthony, Anne Cox Chambers and Richard L. Braunstein, as trustees of the Dayton Cox Trust A, exercise beneficial ownership over 248,237,055 shares (40.9%); and (iv) 265 individuals and trusts exercise beneficial ownership over the remaining 9,498,767 shares (1.6%). Thus, Barbara Cox Anthony and Anne Cox Chambers, who are sisters, together exercise beneficial ownership over 598,135,587 shares (98.4%) of the common stock of CEI. In addition, Garner Anthony, the husband of Barbara Cox Anthony, holds beneficially and of record 43,734 shares of common stock of CEI. Barbara Cox Anthony disclaims beneficial ownership of such shares. Therefore, each of CIM, CEI, Anne Cox Chambers and Barbara Cox Anthony may also be deemed to be beneficial owners of the securities reported herein. The following information concerning the directors and executive officers of CLI, CIM, CEI, Anne Cox Chambers and Barbara Cox Anthony is set forth on Exhibit 99.1: (i) name; (ii) residence or business address; and (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. During the last five years, to the best knowledge of the persons filing this report, none of CLI, CIM, CEI, any of their respective executive officers or directors, Barbara Cox Anthony or Anne Cox Chambers have been convicted in any criminal proceedings (excluding traffic violations and similar misdemeanors). During the last five years, to the best knowledge of the persons filing this report, none of CLI, CIM, CEI, any of their respective executive officers or directors, Barbara Cox Anthony or Anne Cox Chambers have been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction as the result of which it, he or she was or is subject to any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. To the best knowledge of the persons filing this report, all of the individuals listed on Exhibit 99.1 are citizens of the United States of America. Item 3. Source and Amount of Funds or Other Consideration. Pursuant to the Series A and Series B Preferred Stock Purchase Agreement, dated May 7, 1998, between the Company and the other signatories thereto, CIM acquired 2,387,958 shares of the Company's Series B Preferred Stock (the "Series B Preferred Stock") at a purchase price of $2.5147 per share. The Series B Preferred Stock automatically converted into 14,327,748 shares of Common Stock upon the completion of the Company's initial public offering on August 19, 1999. Pursuant to a Development, Licensing and Affiliation Agreement (the "Development Agreement"), dated May 7, 1998, between the Company and CIM, the Company issued to CIM a warrant to purchase 1,500,000 shares of the Company's Common Stock at an exercise price of $2.50 per share and with an expiration date of May 7, 2003. Under the Development Agreement, the Company licenses to CIM the LookSmart Search Engine, the LookSmart Category Search, the LookSmart Tools and the Applicable Marks (all as defined in the Development Agreement, Exhibit 99.5 to this report) and CIM licenses to the Company the Local Database, the Local Ontologies and the Applicable Marks (all as defined in the Development Agreement, Exhibit 99.5 to this report). CIM has not yet exercised this warrant. Pursuant to the Series C Preferred Stock Purchase Agreement, dated March 24, 1999, between the Company and the other signatories thereto (the "Series C Preferred Stock Purchase Agreement"), CIM acquired 1,606,702 shares of the Company's Series C Preferred Stock (the "Series C Preferred Stock") at a purchase price of $7.50 per share. The Series C Preferred Stock automatically converted into 2,410,053 shares of Common Stock upon the completion of the Company's initial public offering on August 19, 1999. Pursuant to a Stock Purchase Agreement, dated April 16, 1999, between Evan Thornley, Tracey Ellery (together with Evan Thornley, the founders of the Company) and CIM, CIM acquired 750,000 shares of the Company's Common Stock for an aggregate purchase price of $3,750,000. All of CIM's purchases of the Company's Series B Preferred Stock, Series C Preferred Stock and Common Stock described above were made from CIM's working capital. On December 31, 1999, CIM transferred 17,487,801 shares of the Company's Common Stock and a warrant to purchase 1,500,000 shares of the Company's Common Stock to CLI. Item 4. Purpose of Transaction. CIM purchased the Series B Preferred Stock, the Series C Preferred Stock and its Common Stock and entered into the Development Agreement for the purpose of forming a strategic alliance with the Company and to establish a nationally-distributed local website navigation service. CIM transferred 17,487,801 shares of the Company's Common Stock and a warrant to purchase 1,500,000 shares of the Company's Common Stock to CLI as part of an administrative internal reorganization of its Internet-related investment holdings. Except as set forth in this Report, none of CLI, CIM, CEI, Mrs. Chambers and Mrs. Anthony and to the best of CIM's or CEI's knowledge, none of their respective executive officers or directors has any current plans or proposals which relate to or would result in any of the transactions described in subparagraphs (a) through (j) of Item 4. Item 5. Interest in Securities of Issuer. (a) Under the Securities and Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, CLI has, and CIM, CEI, Mrs. Chambers and Mrs. Anthony may be deemed to have, beneficial ownership over 18,887,801 shares of Common Stock. These shares represent approximately 21.81% of the currently issued and outstanding shares of Common Stock of the Company. (b) The number of shares of Common Stock beneficially owned: (i) with respect to which there is sole voting power is 0; (ii) with respect to which there is shared voting power is 18,987,801, (iii) with respect to which there is sole dispositive power is 0, and with respect to which there is shared dispositive power is 18,987,801. (c) Except as described in item 3, none of CLI, CIM, CEI, Mrs. Chambers and Mrs. Anthony have engaged in any transaction in the Common Stock that was effected since December 31, 1999. (d) There is no person that has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by CLI or deemed to be beneficially owned by CIM, CEI, Mrs. Chambers and Mrs. Anthony. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. The information reported in Item 3 regarding the Development Agreement and the corresponding warrant issued to CIM is hereby incorporated by reference. CIM agreed with the underwriters of the Company's initial public offering that during the period beginning on August 19, 1999 and continuing and including the date that is 180 days after August 19, 1999, it will not directly or indirectly offer, sell, offer to sell, contract to sell, pledge, grant any option to purchase, make any short sale or otherwise dispose of any shares of Common Stock of the Company or any options or warrants to purchase any shares of Common Stock of the Company or any securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock of the Company, whether now owned or hereinafter acquired, without the prior written consent of Goldman, Sachs, & Co., subject to certain limited exceptions involving transfers to affiliates. In conjunction with the Series C Preferred Stock Purchase Agreement, the Company, the holders of the Company's Series A preferred stock, the Company's Series B preferred stock, the Company's Series C Preferred Stock and the Company's Series 1 Junior preferred stock entered into the Second Amended and Restated Investors' Rights Agreement, dated March 24,1999 (the "Investors' Rights Agreement"). The Investors' Rights Agreement allows CLI,, as a CIM transferree, to require the Company to register those shares under the Securities Act of 1933, as amended (the "Securities Act"), six months after the closing of the Company's initial public offering. The Company's obligation to register these shares include the following: o at any time after the earlier of November 7, 1999 and six months following the Company's initial public offering, at the request of the holders of at least 30% of the outstanding shares of the registrable securities issued or issuable upon conversion of the Company's Series B preferred stock if the anticipated aggregate offering price, net of underwriting discounts and commissions, would exceed $3,000,000; provided, however, that the Company is not required to effect more than two registrations on behalf of the holders of the Series B preferred stock; or o at any time after six months following the Company's initial public offering, at the request of the holders of at least 30% of the outstanding shares of the registrable securities issued or issuable upon conversion of the Series C preferred stock if the anticipated aggregate offering price, net of underwriting discounts and commissions, would exceed $10,000,000; provided, however, that the Company is not required to effect more than one registration on behalf of the holders of the Series C preferred stock. The holders of 20% of the Company's Registrable Securities (as defined in the Investors' Rights Agreement) may also require the Company to register all or a portion of their Registrable Securities on Form S-3 when the Company is eligible to use such form, provided that the proposed aggregate price to the public is at least $1,000,000. Each of the foregoing registration rights is qualified by conditions, including the right of the underwriters in any underwritten offering to limit the number of shares to be included in a registration due to market or other conditions. Item 7. Material to be Filed as Exhibits. Exhibit No. Title of Exhibit *1 Joint Filing Agreement by and among Cox LOOK, Inc., Cox Interactive Media, Inc., Cox Enterprises, Inc. Barbara Cox Anthony and Anne Cox Chambers. 2 Joinder of Cox LOOK, Inc. to the Joint Filing Agreement by and among Cox Interactive Media, Inc.,Cox Enterprises, Inc., Barbara Cox Anthony and Anne Cox Chambers. 99.1 Executive Officers and Directors of Cox Enterprises, Inc., Cox Interactive Media, Inc. and Cox LOOK, Inc. *99.2 Second Amended and Restated Investors' Rights Agreement dated March 24, 1999 (incorporated by reference to Exhibit 4.2 of LookSmart Ltd.'s Registration Statement on Form S-1, SEC File No. 333-80581). *99.3 Warrant issued by LookSmart, Ltd. to Cox Interactive Media, Inc. for LookSmart Common Stock. *99.4 Lock-Up Agreement between Cox Interactive Media, Inc. and Goldman, Sachs & Co., BancBoston Robertson Stephens Inc. and Hambrect & Quist LLC (as Representatives of the several Underwriters) dated June 17, 1999. *99.5 Development, Licensing and Affiliation Agreement between the Company and Cox Interactive, Media, Inc., dated May 7, 1998 (incorporated by reference to Exhibit 10.8 of LookSmart Ltd.'s Registration Statement on Form S-1, SEC File No. 333-80581). - ----------- * Previously filed. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. COX LOOK, INC. Date: 03/20/00 By: /s/ Andrew A. Merdek ------------- --------------------------- Name: Andrew A. Merdek Title: Secretary EX-2 2 JOINDER TO THE JOOINT FILING AGREEMENT Exhibit 2 JOINDER TO THE JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees to be added to the Joint Filing Agreement, dated August 24, 1999, by and among Cox Enterprises, Inc., Cox Interactive Media, Inc., Barbara Cox Anthony and Anne Cox Chambers for the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) or any subsequent filings on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of LOOKSMART, LTD. IN WITNESS WHEREOF, the undersigned hereby executes this Agreement as of this 20th day of March, 2000. COX LOOK, INC. By: /s/ Andrew A. Merdek ------------------------- Name: Andrew A. Medek Title: Secretary EX-99.1 3 COX EXECUTIVE OFFICERS AND DIRECTORS Exhibit 99.1 Cox Enterprises, Inc. Executive Officers and Directors Name Position Principal Occupation James C. Kennedy* Chairman & Chief Executive Officer Chairman & Chief Executive Officer David E. Easterly* President & Chief Operating Officer President & Chief Operating Officer Robert C. O'Leary* Executive Vice President & Chief Executive Vice President & Chief Financial Officer Financial Officer Timothy M. Hughes Senior Vice President, Administration Senior Vice President, Administration Barbara C. Anthony* Vice President Chairman, Dayton Newspapers Anne C. Chambers* Vice President Chairman, Atlanta Newspapers Scott A. Hatfield Vice President & Chief Information Vice President & Chief Information Officer Officer Marybeth H. Leamer Vice President, Human Resources Vice President, Human Resources Andrew A. Merdek Vice President, Legal Affairs & Vice President, Legal Affairs & Secretary Secretary Alexander V. Netchvolodoff Vice President, Public Policy Vice President, Public Policy Richard J. Jacobson Vice President & Treasurer Vice President & Treasurer Preston B. Barnett Vice President, Tax Vice President, Tax Dean H. Eisner Vice President, Business Development Vice President, Business and Planning Development and Planning Michael J. Mannheimer Vice President, Materials Management Vice President, Materials Management John C. Williams Vice President, Marketing and Vice President, Marketing and Communications Communications Arthur M. Blank Director President and Chief Executive Officer The Home Depot, Inc. Thomas O. Cordy Director President and Chief Executive Officer The Maxxis Group, Inc. Carl R. Gross Director Retired Senior Vice President and Chief Administrative Officer Ben F. Love Director Director Chase Bank of Texas Paul J. Rizzo Director Vice Chairman (retired 1/1/95) of IBM Corporation * Also a Director Cox Interactive Media, Inc. Executive Officers and Directors Name Position Principal Occupation Peter M. Winter* President President R. Scott Whiteside Vice President and Chief Operating Vice President and Chief Operating Officer Officer J. Lacey Lewis Vice President and Chief Financial Vice President and Chief Financial Officer Officer Keith L. Herndon Vice President, Planning and Product Vice President, Planning and Product Development Development Michael Q. Parker Vice President, Marketing Vice President, Marketing David B. Hills Vice President, Sales Vice President, Sales Hillary Goodall Vice President, Content Programming Vice President, Content Programming Preston B. Barnett Vice President Vice President, Tax Cox Enterprises, Inc. Dean H. Eisner Vice President Vice President, Business Development and Planning Cox Enterprises, Inc. Steven N. Becker Group Vice President, Site Management Group Vice President, Site Management Gary R. Mills Group Vice President, Site Management Group Vice President, Site Management Cox Interactive Media, Inc. Executive Officers and Directors Name Position Principal Occupation Andrew A. Merdek Secretary Vice President, Legal Affairs & Secretary Cox Enterprises, Inc. Richard J. Jacobson Treasurer Vice President & Treasurer, Cox Enterprises, Inc. David E. Easterly Director President & Chief Operating Officer Cox Enterprises, Inc. * Also a Director Cox LOOK, Inc. Directors and Officers Name Position Principal Occupation Peter M. Winter* President President Cox Interactive Media, Inc. Andrew A. Merdek Secretary Vice President, Legal Affairs & Secretary Cox Enterprises, Inc. Richard J. Jacobson* Treasurer Vice President & Treasurer Cox Enterprises, Inc. Richard Klumpp Director Manager Financial Services R. Scott Whiteside Vice President and Chief Operating Vice President and Chief Operating Officer Officer Cox Interactive Media, Inc. J. Lacey Lewis Vice President and Chief Financial Vice President and Chief Financial Officer Officer Cox Interactive Media, Inc. Preston B. Barnett Vice President Vice President Dean H. Eisner Vice President Vice President Keith L. Herndon Vice President, Planning and Product Vice President, Planning and Product Development Development Cindy Frisina Gray Vice President, Marketing Vice President, Marketing David B. Hills Vice President, Sales Vice President, Sales Hilary Goodall Vice President, Content Programming Vice President, Content Programming Stephen N. Becker Group Vice President, Site Management Group Vice President, Site Management Gary R. Mills Group Vice President, Site Management Group Vice President, Site Management Michael Q. Parker Group Vice President, Site Management Group Vice President, Site Management
* Also a Director. -----END PRIVACY-ENHANCED MESSAGE-----